Updated: March 09 2010

Arkansas - Securities Division

Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings, uninsured investment products sold by banks and others. The officials enforce these laws and regulations. State securities agencies are responsible also for preventing fraud and abuse in the sale of all but the largest securities offerings. If you have a question or complaint about an investment you have made or are about to make, call the company or bank involved. If your complaint or question is not resolved, call the appropriate state securities agency.

The Arkansas Securities Division’s mission is to promote an environment in which the securities and financial markets within the department’s jurisdiction function efficiently and without unnecessary regulatory impediments and in which the department ensures the financial well-being of Arkansas citizens through effective consumer protection and education.

Primary Address

Arkansas - Securities Division
Heritage West Building, Suite 300,
201 East Markham Street,
Little Rock, AR 72201-1692
Phone: (501) 324-9260
Web: http://www.securities.arkansas.gov/default.asp

Region(s) Served

• State

Locations

• Arkansas Securities Division - Little Rock Office
  Heritage West Building, Suite 300,
  201 East Markham Street,
  Little Rock, AR 72201-1692
  Toll-free: (800) 981-4429
  Phone: (501) 324-9260
  Fax: (501) 324-9268
  Email: [email protected]

Related Programs

• Arkansas - Securities Division

Keywords